Capital Markets Discipline and Misconduct | 2019

Capital Markets Discipline and Misconduct by Dato’ Loh Siew Cheang, Tan Ming-li, Evelyn Chan

This paper gives a complete knowledge of the CMSA 2007's legislative and regulatory framework on the vital subject of capital market discipline and misconduct. Its scope includes regulatory authorities' judicial and administrative enforcement of capital market rules, as well as the remedies available to private individuals who have been harmed by misconduct, the raising of debt and equity capital, disclosure rules, market intermediary duties and responsibilities, and artificial interferences or distortions with the natural forces of supply and demand on the stock exchange.
The most current revisions to the Securities Commission Malaysia Prospectus Guidelines, which took effect on March 13, 2019, are also included in this book.

TABLE OF CONTENTS of Capital Markets Discipline and Misconduct

Chapter 1 The Framework of Securities Regulation: An Overview
Chapter 2 The Enforcement and Compliance Regime: CMSA and SCA
Chapter 3 The Enforcement and Compliance Regime: Main Board Listing Requirements
Chapter 4 The Chief Executive and Directors of Listed Corporations
Chapter 5 The Equity Capital Market
Chapter 6 Market Securities: Bonds and Sukuk
Chapter 7 The Prospectus
Chapter 8 Regulation of take-over, merger and compulsory acquisition
Chapter 9 Public Disclosure Rules: the MMLR
Chapter 10 Circulars: Requirements under the general law and the MMLR
Chapter 11 Liability for False or Misleading Statements: Part VI of the CMSA
Chapter 12 Market Misconduct
Chapter 13 Insider Trading